We complete daily brokerage and trading transactions on behalf of our clients and for our own portfolio. Our specialties include raising capital for securities issuers, providing secondary market services for institutional investors, and furnishing financial advisory services to institutions, corporations, government and political subdivisions.

Harold E. Doley, Jr., the firm's founder and President, holds a seat on the New York Stock Exchange since 1973. He is also an underwriting member of Lloyd's of London. Working with Mr. Doley is a team of experts with diverse backgrounds in finance, law, and government. They have established valuable relationships that give us wide access to many important financing sources. Our experienced support staff is skilled in using state-of-the-art automated services now available to the modern investment banking firm.

Our effective participation in the capital markets enhances our value to securities issuers, institutional purchasers and the investment banking community. We maintain continuous contact with world markets and employ market-sensitive database and reporting services. Using one of the most comprehensive information systems available, we provide clients with the highest degree of timely service that today's technology and analytical procedures can afford. We constantly receive and analyze information on foreign exchange rates, commodities, Treasury prices, stocks and bonds, financial news and other relevant data, and we transmit that information to our clients instantly.

Doley Securities is continually increasing its sphere of influence. We maintain a presence in New Orleans, gateway to the lucrative trade markets of Latin America and in New York City, still the leading financial capital of the world. In addition, we are continually expanding our international interests, as evidenced by our participation in global financings.

Doley Securities has been successful because of a unique ability to identify and use the common goals and interests of people with diverse beliefs for mutual benefit.